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2
Background
This chapter provides background information on several topics rel-
evant to the consideration of the intersections of climate change, the indoor
environment, and public health. They include the elements of climate-
change research most relevant to the indoor environment, how the outdoor
environment affects conditions indoors and how the indoor environment
affects health, and the amount of time that people spend indoors. The
chapter identifies the five major issues related to potential alterations in
indoor environmental quality induced by climate change: air quality, damp-
ness, moisture and flooding, infectious agents and pests, thermal stress,
and building ventilation, weatherization, and energy use. It also addresses
populations that are particularly vulnerable to health problems associated
with indoor environmental quality.
ELEMENTS OF CLIMATE-CHANGE RESEARCH
RELEVANT TO BUILDINGS AND PUBLIC HEALTH
The science of climate change is large and complex, and many details
are outside the scope of the committee’s task. It therefore did not conduct
an independent review of the voluminous literature regarding such subjects
as the nature of changes in the earth’s climate in the short and long term
and the potential magnitude of the changes. Instead, the committee drew
on the research and conclusions contained in other National Academies
reports—in particular, four in the America’s Climate Choices series (NRC,
2010a,b,c,d)—and peer-reviewed literature and assessments found to be
authoritative by the committees responsible for those reports, such as the
33
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34 CLIMATE CHANGE, THE INDOOR ENVIRONMENT, AND HEALTH
Intergovernmental Panel on Climate Change Fourth Assessment Report
(IPCC, 2007) and Global Climate Change Impacts in the United States
(USGCRP, 2009).
The overall conclusion of the National Academies report Advancing
the Science of Climate Change was that climate change “poses significant
risks for—and in many cases is already affecting—a broad range of human
and natural systems” (NRC, 2010b, p. 1). The US Global Change Research
Program, which coordinates and integrates federal climate change research,
found (USGCRP, 2009, p. 9) that
Climate-related changes have already been observed globally and in the
United States. These include increases in air and water temperatures, re-
duced frost days, increased frequency and intensity of heavy downpours,
a rise in sea level, and reduced snow cover, glaciers, permafrost, and sea
ice. A longer ice-free period on lakes and rivers, lengthening of the grow-
ing season, and increased water vapor in the atmosphere have also been
observed. Over the past 30 years, temperatures have risen faster in winter
than in any other season, with average winter temperatures in the Midwest
and northern Great Plains increasing more than 7ºF. Some of the changes
have been faster than previous assessments had suggested.
These climate-related changes are expected to continue while new ones
develop. Likely future changes for the United States and surrounding
coastal waters include more intense hurricanes with related increases in
wind, rain, and storm surges (but not necessarily an increase in the num-
ber of these storms that make landfall), as well as drier conditions in the
Southwest and Caribbean. These changes will affect human health, water
supply, agriculture, coastal areas, and many other aspects of society and
the natural environment.
Such findings are relevant to the committee’s work because conditions
in the outdoor environment greatly influence conditions in the indoor
environment.
Literature Regarding Observations of Climate Change
This report uses the term climate to refer to prevailing outdoor environ-
mental conditions—including temperature, humidity, wind, precipitation,
sea level, and other phenomena—and climate change to refer to modifica-
tions in those outdoor conditions that occur over an extended period of
time. Observations of key climatic variables provide a rich historical record
of how the climate has changed in the past and serve as a basis for assessing
potential future change (IPCC, 2007; NRC, 2010b; USCCSP, 2008).
Measurements of global mean temperature indicate that the first decade
of the 21st century was 0.8°C (1.4°F) warmer than the first decade of the
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35
BACKGROUND
20th century. Associated with that temperature rise have been observa-
tions that heat waves have become longer and more extreme and that cold
spells have become shorter and milder. For example, the western Europe
heat wave of 2003 was responsible for upwards of 70,000 deaths and was
the warmest summer there in more than 600 years (Robine et al., 2008).
No single event like that can be reliably attributed to climate change, but
it is consistent with expectations for the future. Within the United States,
hot days, hot nights, and heat waves have become more frequent in recent
decades and were the leading cause of weather-related morbidity and mor-
tality during 1970–2004 (USGCRP, 2009).
On an urban scale, the heat-island effect contributes to local tempera-
ture increase. For example, the urban heat island around Phoenix, Arizona,
raises minimum nighttime temperatures by as much as 12.6°F (7°C) (Brazel
et al., 2000). When increased ozone events occur simultaneously with heat
waves, mortality can rise by 175% (Filleul, 2006). As extremely hot days
tend to be associated with high pressure and stagnant air-circulation pat-
terns, ground-level ozone, PM2.5, particulate sulfate, and organic carbon
have been found to correlate strongly in summer months (NRC, 2008).
Measurements of rainfall indicate that moist regions of the globe are
getting wetter and semiarid regions are becoming drier; this is consistent
with an intensification of the hydrologic cycle. In situ and space-based pre-
cipitation observations indicate that both global precipitation and extreme
rainfall events are increasing. Total runoff is increasing but shows sub-
stantial regional variability (cf. USGCRP, 2009). In the United States, the
amount of precipitation falling in the heaviest 1% of rain events increased
by 20% in the past century, and total precipitation by 7%. Over the past
century, there was a 50% increase in the frequency of days with precipita-
tion of more than 10 cm in the upper Midwest. Heavy rains can lead not
only to flooding but to a greater incidence of sewage overflows, contami-
nated drinking water, and waterborne diseases, such as cryptosporidiosis
and giardiasis. Rivers and lakes are freezing later and thawing earlier with
serious implications for flooding. The manner in which increased tempera-
ture and decreased rainfall covary in the western United States has led to
a 400% increase in western wildfires in recent decades (Westerling et al.,
2006). Drought and possible changes in irrigation practices could induce
more frequent windblown-dust storms, which constitutes an air-quality ef-
fect with potential public-health consequences.
Literature Regarding Projected Climate Change
Observations like those summarized above needed to be supplemented
with models that project potential conditions. Such predictions are essential
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36 CLIMATE CHANGE, THE INDOOR ENVIRONMENT, AND HEALTH
for guiding policy because of the long lag times associated with changes in
our built environments. Policy-makers need to be able to anticipate future
change before it occurs to be able to plan appropriately.
Projections of climate change are derived from the output of numerical
models similar to the models used for numerical weather prediction albeit
at coarser resolution. For day-to-day weather prediction, with a spatial
resolution of tens of kilometers, the prediction is influenced by the initial
conditions and the observed state of the atmosphere. In contrast, a climate
projection of the general state of the atmosphere—global mean temperature
over the next 100 years—is influenced by changes in the concentration
of heat-trapping greenhouse gases and coupling of the atmosphere to the
ocean, land surface, and cryosphere.
At the time of the first Intergovernmental Panel on Climate Change
(IPCC) assessment report in 1990, the best resolution of climate models was
around 500 km; for the fourth IPCC assessment report (AR4) in 2007, the
best resolution was around 100 km; and to support the fifth IPCC assess-
ment, due in 2013, some climate-change models are being run at resolutions
of tens of kilometers. The importance of greater and greater resolution
means that future IPCC assessments will move away from global mean met-
rics of climate change (such as temperature and sea-level rises) and toward
a much greater emphasis on the anticipated changes at regional levels. As
with spatial resolution, the climate projections run since 1990 have focused
on the mean states of future climate for, say, a decade in the future, that
is, 2089–2099. Because extreme climatic events often take place at the re-
gional level on relatively short time scales, time and space become coupled.
Hence, to simulate the change in extreme or high-intensity climate events,
such as storms or floods, high resolution in climate models is a necessity,
but it has been limited in the past by the capability of high-performance
computing platforms. It must be remembered, though, that the usefulness of
high-resolution models is limited by uncertainties in information supplied
by the larger-scale models they depend on and the natural variability in the
climate (USCCSP, 2008).
The findings of the fourth IPCC assessment (2007) indicate that global
average surface temperatures are projected to rise from the 1980–1999 av-
erage by 1.1–6.4°C by the end of the 21st century. Global sea level will rise
by 0.8–2 m by 2100. The effects of global sea-level rise will be exacerbated
at the regional level along the eastern seaboard of the United States by a
likely increase in the intensity of Atlantic hurricanes and resulting storm
surge. Heat waves will become more intense, more frequent, and longer-
lasting, and the frequency of cold extremes will continue to decrease. By
2100, the number of heat-wave days is expected to double in Los Angeles
and quadruple in Chicago (USGCRP, 2009). The intensity of precipita-
tion events is also expected to continue to increase and to result in more
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37
BACKGROUND
frequent heavy downpours and floods, most notably in wetter regions,
and droughts are expected to become more common in semiarid regions.
That projected acceleration of the hydrological cycle suggests that rainfall
will become more concentrated into intense events with longer, hotter dry
periods between them. Implications for the continental United States are
that the northern tier of states will become wetter with attendant increased
runoff and that the southern states will become drier, especially in the
West. In the face of those changing patterns of temperature, precipitation,
and extreme events, the range and effects of pathogens and pests are also
expected to change.1
Beyond anecdotal evidence and extrapolation, there has been little
study of how climate change will influence the indoor environment from the
perspective of adverse effects on human health. Given that climate-change
projections with regional specificity are only now becoming available, that
may not be surprising. However, the advent of climate-change projections
on regional scales makes a number of types of research possible.
In the future, the climate-modeling community will strive for higher and
higher resolution of climate models by increasing the resolution of global
models everywhere and by using the output of current global models as in-
put into regional and urban models with downscaling techniques. The move
from climate models to so-called Earth System Models—in which aspects of
chemistry, biology, and ecosystem functioning are incorporated at the junc-
tion of the physical climate system and biogeochemical cycling—represents
the next grand challenge to the climate-science community (NRC, 2010b).
ADVERSE EXPOSURES ASSOCIATED WITH CLIMATE-CHANGE–
INDUCED ALTERATIONS IN THE INDOOR ENVIRONMENT
Indoor environmental conditions exert considerable influence on health
(ASHRAE, 2010; HHS, 2005, 2010), learning (NRC, 2006), and produc-
tivity (Fisk and Rosenfeld, 1997; Mendell and Heath, 2005; NRC, 2006;
Seppänen and Fisk, 2004). Fisk and Rosenfeld (1997) estimated that poor
environmental conditions and indoor contaminants cost the US economy
tens of billions of dollars a year in exacerbation of illnesses, allergenic
symptoms that include asthma, and lost productivity. Research conducted
by the US Environmental Protection Agency suggests that such indoor con-
taminants as radon, secondhand smoke, and volatile organic compounds
contribute to tens of thousands of excess deaths a year, with premature
deaths from pollutants emitted indoors equivalent to the impact of outdoor
particulate pollution (Mudarri, 2010). Reviews of the scientific literature
by Institute of Medicine committees (2000, 2004) concluded that there
1 This topic is addressed in Chapter 6.
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38 CLIMATE CHANGE, THE INDOOR ENVIRONMENT, AND HEALTH
was evidence of an association between new-onset asthma and indoor
dampness, molds, and dust mites. The 2006 National Research Council
report Green Schools: Attributes for Health and Learning concluded that
moisture problems, inadequate ventilation, and airborne contaminants in
public schools contribute to suboptimal learning and absenteeism among
teachers, administrators, and students.
Indoor environmental quality is a function of four general factors: mac-
roenvironment, building infrastructure, occupant furnishings and activities,
and occupant health and perceptions. These factors are detailed below.
Macroenvironment factors include such items as outdoor pollution,
climate and weather conditions, and soil conditions, including geologic
features that affect the risk of radon emission. With reference to climate
change, the confluence of extreme precipitation events, impermeable sur-
faces, and soil conditions influences the effect of water on structures. How
water is managed around buildings and the integrity of a structure will help
to determine moisture transport and its effects on indoor environments.
Building infrastructure and building component systems have both di-
rect and indirect influences on indoor contaminants. Indoor environmental
quality is a function of the interrelationships of a building’s foundations;
floors, walls, and roofs; heating, ventilation, and air-conditioning (HVAC)
systems; electric and plumbing systems; materials; and furnishings. The
building envelope’s tightness or porosity; the integrity of foundations, roofs,
and windows; and other planned and unplanned openings all influence the
infiltration of outdoor moisture and air pollutants. Studies estimate that
about half the outside air that enters even a mechanically ventilated build-
ing finds its way in through unducted pathways (Persily, 1997).
Building ventilation systems provide conditioned air and dilute inter-
nally generated contaminants. HVAC systems, for example, affect a variety
of indoor environmental factors, including pollutant levels, temperature,
humidity, noise, air quality, moisture control, and odors. The location of air
intakes, the efficiency of ventilation filters, and operating practices all affect
the amount and quality of outdoor air used to ventilate indoor spaces. The
optimum size and capacity of an HVAC system depend on the orientation
of the building, the total floor area, the quality of insulation, the number
of windows, and other factors. Other components, such as plumbing and
electric systems, often create penetrations between floors that contribute to
unplanned pathways for contaminant movement.
There are numerous other examples of interrelationships between the
design and operation of a building system and its indoor environmental
quality. Generally speaking, indoor environmental quality deteriorates if
buildings are not properly designed, systems are not operated appropri-
ately, or needed maintenance and repairs are not performed or are deferred
(NRC, 2006).
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39
BACKGROUND
Structural features (foundations, façade, thermal bridges, roof design,
and the like), details of construction specifications, and integrity of con-
struction can also influence indoor conditions. Those elements affect the
bulk, capillary and vapor transport of water, and passive or active move-
ment of air through the structure.
Occupant furnishings and activities play a central role in influencing
indoor conditions, initially through design and specifications of building
systems and materials. Occupants, owners, facility managers, purchasing
agents, interior designers, and others make many decisions about furnish-
ings, decorative materials, cleaning products, appliances, and equipment
that can emit particles and gases into the interior of buildings. Occupants
make myriad choices related to product use, maintenance of products,
equipment, and appliances and undertake actions that influence ventilation
and hence contaminant concentrations and moisture. “Sick-building” inves-
tigations have shown indoor problems related to materials’ off-gassing (of
formaldehyde, for example) that, in some cases, was precipitated or aggra-
vated by other factors related to design, operation and use, or maintenance
(Oliver and Shackleton, 1998; Šeduikytė and Bliūdžius, 2003; Seppänen
and Fisk, 2004).
Occupant health and perceptions, which influence susceptibility and
response to contaminant exposures and indoor conditions, are perhaps
the most complicated component of indoor environmental quality because
of the inherent variability in human expectations and vulnerabilities. The
variability makes it difficult to draw inferences from scientific research for
codification in ventilation, comfort, material performance, and health stan-
dards in the many different types of indoor environments.
Climate Change Concerns for Indoor
Environments and Possible Health Risk
This report examines the influences that changing weather patterns
and shifting climate regimes may have on factors that affect indoor envi-
ronments and the health of occupants. Figure 2-1 illustrates how climate-
change–induced scenarios could affect building operations and indoor
environments and possibly lead to human health effects through exposures
to physical, chemical, and biologic stresses. Several of the scenarios involve
moisture intrusion into buildings directly or as a result of condensation.
Prolonged heat waves will heat the thermal mass of structures to the extent
that the radiant-heating component will become more important indoors.
Warmer ambient environments will mean more air-conditioning use in
buildings, which in turn alters ventilation and dew points within structures.
Climate change models project increases in hydrocarbon emissions and
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40 CLIMATE CHANGE, THE INDOOR ENVIRONMENT, AND HEALTH
Potential direct and Potential impacts on the Potential impacts on health
indirect consequences indoor environment
of climate change Increased mortality and
Change in loads on HVAC decreased productivity
Increased incidence of systems from temperature extremes
extreme temperature
Increased energy Altered infectious
events
consumption respiratory disease
transmission
Exposure to chemical
Damage to and degradation
emissions from damaged
of building materials
Increased incidence of materials
hurricanes and other
extreme precipitation
Water and vectorborne
events in some locations
diseases
Flooding and water damage
Higher sea levels
Dampness/mold associated
Displaced persons during symptoms or illness
evacuations
Physical and psychologic
Increased incidence of stress from displacement
drought in some
locations
Increased airborne
Respiratory distress and
particulates from crustal
Increased incidence of
illness
dust and combustion
wildfires
Possible changes in
irrigation practices
Increased indoor
Respiratory distress and
ozone levels
illness
Increased outdoor
Increased release of other
ozone levels Other distress and illnesses
pollutants from ozone-
from chemical exposures
initiated chemistry
Increased outdoor Allergen-mediated distress
Alterations in indoor
pollen levels and illness
allergen levels
Changes in geographic Distress and illnesses from
Greater use of pesticides
ranges of pests pesticide exposures
More frequent
Loss of mechanical Exposure to excessive
interruptions in electrical
ventilation heat or cold
power from extreme
weather events or Loss of mechanical cooling Exposure to CO from
overstressing of the or heating back-up electrical generators
electrical grid
FIGURE 2-1 Possible pathways by which climate change could affect the indoor
environment and health (adapted from Su, undated).
Figure 2-1 NEWER.eps
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41
BACKGROUND
concomitant increases in outdoor ozone concentrations. They, in turn, have
implications for ozone penetration indoors and later chemical reactions.
The committee organized its examination of the literature regarding
potential alterations in indoor environmental quality induced by climate
change into five primary categories: air quality; dampness, moisture and
flooding; infectious agents and pests; thermal stress; and building design,
construction, operation, maintenance, and retrofitting. The divisions are in
some respects arbitrary—for example, damp spaces provide a hospitable
environment for some pests and infectious agents and thus affect air qual-
ity—but they are a means of rationalizing a complex set of circumstances
that influence the health of building occupants. Chapters 4–8 address the
science regarding them.
TIME SPENT IN THE INDOOR ENVIRONMENT
Exposure is a function of pollutant levels and the time spent in contact
with the pollutants. Several studies have examined where people spend their
time, how long they are in those environments, and, in some cases, the ex-
tent of their physical activity in the environments. An understanding of the
amount of time that people spend indoors and the variations in different
segments of the population is central to the evaluation of the risks associ-
ated with potential alterations in indoor environmental quality induced by
climate change. Information on time spent in particular environments is
also relevant to developing strategies to reduce problematic exposures and
in turn to improve health.
The majority of people’s time in the United States is spent indoors,
whether in residences, in schools, or in workplaces. According to the 1994
National Human Activity Pattern Survey, the average person spends just
over 92% of his or her time indoors; of that time indoors, almost 70% is
spent in one’s residence (Klepeis et al., 2001). Care must be exercised in
generalizing from that, inasmuch as some studies include time spent in ve-
hicles—typically 4–6% of the day—in accounting for indoor time (Dales et
al., 2008; Klepeis et al., 2001; Leech, 2002; Zhang and Batterman, 2009).
Researchers have also examined the time spent indoors in other coun-
tries. In a 1998 study in Italy, it was found that people spent 84% of their
time indoors, with 64% of that time at home and 3.4% in vehicles (Simoni
et al., 1998). Another study in different cities representing the seven re-
gions of Europe found that people spent 90% indoors—58% at home,
25% at work, and 7% in vehicles and other indoor public environments
(Schweizer, 2007). Studies in Canada found that about 89–90% of time is
spent indoors (Kim et al., 2005; Wu et al., 2007). Even more striking, those
in New Zealand tend to spend ~94% indoors, 5% of it in transit (Baker
et al., 2007).
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42 CLIMATE CHANGE, THE INDOOR ENVIRONMENT, AND HEALTH
When different regions and times of the year were looked at, few dif-
ferences were noted in how the average adult spent his or her time. For
time spent indoors in residential environments, no significant difference was
found between the northeastern, midwestern, southern, and western regions
of the United States (EPA, 1996; Klepeis et al., 2001). On the average,
people were in their homes 69.4–70.7% of the time (EPA, 1996; Klepeis et
al., 2001). Similarly, the time of the year only showed a small difference:
67.9% of the time was spent indoors during spring and 71.9% in winter
(EPA, 1996). The one variation was between weekdays and weekends: the
mean time spent in residences during weekdays and weekends was 67.1%
and 74.6%, respectively (EPA, 1996).
It appears that adults living across all US Census regions tend to spend
about 6% of their day in vehicles, with little contrast between the seasons
(EPA, 1996). In contrast with time spent in residences during the weekdays
and weekends, there was no difference in time spent in vehicles (EPA,
1996).
Children, particularly young children, spend a large fraction of their
time indoors. Children under 2 years old tend to spend the most time in-
side, just under 94% (Cohen-Hubal et al., 2000; EPA, 2009). Time spent
indoors continued to be 83–94% throughout childhood, including 19% in
school (EPA, 1996, 2009). Younger children tended to spend more of their
time at home than older children but only during the traditional school year
(Silvers, 1994). It is necessary to note that older children are not necessarily
spending more time outdoors when they are not at home; in fact, they often
are spending more time in the school environment (Silvers, 1994). During
summer, younger children were more apt not to spend time at home and
older children more apt to spend time at home (Silvers, 1994).
There has been a trend toward students’ spending less time in school
and participating less in sports and other outdoor activities than 30 years
ago (Juster et al., 2004). In 1981, children spent about 75 min/day outdoors
(Juster et al., 2004) while in 2003, they spent only 50 min (Juster et al.,
2004). That shift is peculiar to children: time spent indoors not only has
increased slightly but has shifted between time spent in the residence and
time spent in other indoor facilities. In adults, however, time spent indoors
has remained constant over the past several decades (Klepeis, 2001).
A cohort study performed in New York, New Jersey, Pennsylvania,
Washington, Oregon, and California looked at seasonal differences. It
found that children 5–12 years old increased their time spent indoors only
in summer (Silvers et al., 1994). One interesting point is that that did not
vary from one region to another (Klepeis et al., 2001; Silvers et al., 1994).
The elderly tend to spend more time indoors, particularly in their resi-
dences, than do their younger counterparts (Berry, 1991; Franklin, 2004;
Geller and Zenick, 2005; Kenney and Munce, 2003; Klinenberg, 2002).
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43
BACKGROUND
TABLE 2-1 Percentage of Time Spent Indoors as a Function of Age
Fraction of Time Spent Fraction of Total Time Spent
Population, age in years in Residence, % Indoors
General populationa 69 86.5–91.6
Children and youthb
Birth to <1 75.7 94
1 – <2 72.7 94
2 – <3 67.3 91.4
3 – <6 66.0 88.8
6 – <11 60.6 83.4
11 – <16 60.8 87.5
16 – <21 56.9 86.6
Elderly (>64)c 81.6–95
a Bernstein (2008), Dales (2008), Klepeis (2001).
b EPA (2009).
c Berry (1991), EPA (1996).
Table 2-1 summarizes information on time spent indoors in the United
States as a function of age.
Some researchers have suggested that shifts in ambient conditions due
to climate change will lead to people spending more time indoors (Bluyssen,
2009; Samet, 2009). This is plausible, given that sheltering indoors is a
common response to extreme weather conditions such as high heat. How-
ever, the lack of regional differences in time spent indoors in the United
States suggests that adaptation also plays a role in this decision and insuf-
ficient information exists to draw confident conclusions about whether and
how such factors will influence future behavior.
CLIMATE CHANGE AND VULNERABLE POPULATIONS
Segments of the population will vary in their ability to adapt to climate
change–induced alterations in the indoor environment, depending on their
circumstances. This section addresses a number of factors that might influ-
ence whether particular populations are more vulnerable to adverse effects.
Vulnerability relates to the balance between susceptibility factors and
factors that increase the resilience of populations to environmental stressors
(Balbus and Malina, 2009). It is a dynamic characteristic and can include
the geographic region in which one resides and the adaptive capacity of
an individual, including the presence of chronic medical conditions, low
socioeconomic conditions, infancy or old age, and living in an isolated or
segregated area (Shonkoff et al., 2009). Racial and ethnic minorities may
be at great risk for health conditions related to climate change.
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44 CLIMATE CHANGE, THE INDOOR ENVIRONMENT, AND HEALTH
Kelly and Adger (2000) write that a person’s vulnerability is determined
by access to resources and the diversity of income sources and by social
status of the person or the person’s household in the community. The abil-
ity of a person to adapt is influenced by intrinsic factors (such as age and
health) and extrinsic factors (such as housing and the availability of and
ability to go to shelters during extreme weather events). Poverty is therefore
an important indicator of individual vulnerability to climate change and is
related to marginalization and lack of resources. Poverty affects vulnerabil-
ity through people’s expectations of the effects of hazards and their ability
to marshal resources to alleviate risks.
Chapter 7 addresses the literature on the role that biologic vulnerabil-
ity and economic and social circumstances play in determining the risk of
health effects of exposure to heat. Several other aspects of climate change’s
effects on the indoor environment might also affect various segments of the
population disproportionately.
Susceptibility to such changes as increased incidence of extreme
weather events, high humidity, and expanded ranges of some pests can be
expected to be influenced by physiologic factors. Biologic sensitivity may
be related to a person’s developmental stage, pre-existing chronic medical
conditions, acquired factors (such as immunity), and genetic factors (such
as metabolic enzyme subtypes that play a role in sensitivity to toxic sub-
stances) (Balbus and Malina, 2009). Children have been shown to be more
vulnerable to the effects of exposure to a number of indoor chemicals as
a result of their metabolic rates, body size, behaviors, immature immune
responses, and still-developing ability to detoxify substances (Faustman et
al., 2000). Human and experimental studies show that the fetus and infant
are more sensitive than adults to many environmental toxicants, includ-
ing residential pesticides (Perera et al., 2005; WHO, 1986; Whyatt et al.,
2004). In addition, some types of medications—including antipsychotic,
antiparkinsonian, and anticholinergic drugs—may increase vulnerability to
environmental insults (Brown and Walker, 2008; Kenny et al., 2010; Luber
and McGeehin, 2008; WHO, 2004).
Increasing temperatures and increasing humidity associated with cli-
mate change are expected to result in changing patterns of insects and
rodents. People in multifamily urban dwellings where pesticides are com-
monly used may be at increased risk for exposure and have little control
over the pesticides that might be used in their buildings. Children and
pregnant women will be most vulnerable to the health consequences of
pesticide exposure. Pesticides sprayed outdoors can also find their way
indoors through air exchange or be brought in on clothing, on skin, and
especially on shoes. People living close to agricultural operations may also
be at particularly high risk.
Homes in low-income areas tend to have greater occupant density,
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45
BACKGROUND
which exposes more people to pollutants in the indoor environment. Al-
though one study found that type of building material did not increase
vulnerability to climate change (Kovats and Hajat, 2008), other research
indicates that brick homes that have high thermal mass and top-floor
apartments that have poor ventilation and closed windows are associated
with increased mortality during heat waves relative to other buildings
(Mirchandani, 1996; Vandentorren et al.; 2006). Older homes that have
poor insulation and poor ventilation may expose families to increased
risk from water events, rising humidity, and pest infestation. Low-income
homes tend to be older, and this could be associated with “leakier” home
environments and more contamination with outside pollutants (Chan et
al., 2005). Leakier homes could also be at greater risk for water damage
and infestation with rodents or insects. Some studies have found that multi-
family units are not necessarily “leakier” but instead have lower rates of
ventilation, which could increase the risk of health effects of exposure to
indoor sources of pollutants (Zota et al., 2005).
Home ownership also has an influence on occupant health, with home
owners reporting better health status and better health outcomes than
renters (Kuh et al., 2002; Pollack et al., 2010; Robert and House, 1996;
Wadsworth et al., 1999). There are several potential reasons for this; most
centered on differences in wealth and socioeconomic status.
Renting may leave less disposable income for health care. Renters
tend to have lower incomes than homeowners, and a larger percentage of
renters’ incomes tend to be allocated to rent than homeowners’ incomes
are allocated to mortgages. Minorities and those with lower incomes are
more likely to rent than own, and those who had difficulty paying rent and
utility bills were less likely to seek out medical care when needed (Kushel
et al., 2006).
Neighborhoods with high levels of homeownership tend to be neigh-
borhoods with higher wealth and socioeconomic status, thus also influ-
encing the physical condition of the housing unit based on neighborhood
conditions (Kearns et al., 2000; RWJ, 2008). The American Housing Survey
found that older tenants tend to live in more expensive, yet lower quality
housing than their home-owning counterparts (Muller et al., 2001).
Additionally, renters are at a disadvantage in that they have less control
over modifications made in their residences. If the owners delay or ignore
requests for improvements to the housing unit, the tenants are left with little
recourse (Pynoos and Nishita, 2003).
Homeowners are also more likely to take precautionary measures
against possible health hazards, which may be in part due to longer length
of time spent residing in the same housing unit and the larger financial
investment placed in the home. This is seen most prominently in the case
of radon. The National Health Interview Surveys in 1994 and 1998 found
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46 CLIMATE CHANGE, THE INDOOR ENVIRONMENT, AND HEALTH
that radon awareness and testing differed between homeowners and renters
(Larsson et al., 2009). Those who owned a single family home or town-
home were more likely to have heard of radon and to get their homes tested
than those who rented apartments or condos (Larsson et al., 2009). And, a
survey of New York residents found that homeowners were more likely to
perform radon mitigation actions than renters (Wang et al., 1999).
Having homeowner’s or renter’s insurance allows families to adapt to
events associated with climate change. Insured families whose homes expe-
rience water damage can obtain repairs quickly whereas uninsured families
are forced to vacate their homes or live in substandard, damp environments
for long periods. In general, the poorest households are most likely to have
the poorest air quality, whether because of a lack of air conditioning or be-
cause they are underinsured with respect to repairing damage from climate-
change–related moisture (Fothergill and Peek, 2004; Thomalla et al., 2006).
Studies indicate that there are regional differences in health outcomes
(Fisher et al., 2009; Halverson et al., 2004). Balbus and Malina (2009),
who focused their analysis on potentially vulnerable populations for climate
change health effects, assert that populations in certain parts of the United
States may experience “increased risks for specific climate-sensitive health
outcomes” and that “[s]ome regions’ populations may in fact experience
multiple climate-sensitive health problems simultaneously.” The researchers
offered four examples—locations of past hurricane landfalls, past extreme
heat events, high concentrations of population 65 years of age or older,
and cases of West Nile virus—to illustrate how geographic, demographic,
and climatic factors might influence regional vulnerabilities. The 2010 Na-
tional Academies report Adapting to the Impacts of Climate Change (NRC,
2010a) summarized potential regional climate-change impacts in a table
that is excerpted below (Table 2-2). Such projections must be viewed with
great caution, though. Among the uncertainties listed by the NRC report
is “an inability to attribute explicitly many observed changes at local and
regional scales to climate change.”
In summary, vulnerability to health effects associated with climate
change and indoor environmental quality will depend on the process under
scrutiny and will be the result of an interaction of extrinsic and intrinsic
factors. Most of the adaptation to climate change and resulting indoor en-
vironmental quality will depend on changes implemented by the residents
of homes. Some populations that lack the resources to change their homes’
ventilation systems or to repair water damage will suffer from increasing in-
door temperatures and increasing humidity. Poorer communities, including
people who live in developing countries, will be very susceptible to health
effects of climate change and the indoor environment. Children, the elderly,
and people who have chronic health conditions will be most susceptible
to the effects of poor indoor environmental quality, and people who have
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TABLE 2-2 Summary of Selected Potential Regional Climate-Change–Related Impacts
Climate Related Impacts
Extreme
Degraded Urban Rainfall Sea
United States Air Heat Tropical with Level
Census Region Quality Islands Wildfires Heat Waves Storms Flooding Rise
● ● ● ● ●
New England
ME VT NH MA RI CT
● ● ● ● ● ●
Middle Atlantic
NY PA NJ DE MD
● ● ● ●
East North Central
WI MI IL IN OH
● ● ●
West North Central
ND MN SD IA NE KS MO
● ● ● ● ● ● ●
South Atlantic
WV VA NC SC GA FL DC
● ● ● ● ●
East South Central
KY TN MS AL
● ● ● ● ● ● ●
West South Central
TX OK AR LA
● ● ● ● ●
Mountain
MT ID WY NV UT CO AZ NM
● ● ● ● ● ● ●
Pacific
AK CA WA OR HI
(excerpted from NRC, 2010a; adapted from CCSP, 2008)
47
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48 CLIMATE CHANGE, THE INDOOR ENVIRONMENT, AND HEALTH
pre-existing allergic conditions or respiratory diseases may find that their
conditions are worsened.
CONCLUSIONS
On the basis of its review of the papers, reports, and other informa-
tion presented in this chapter, the committee has reached the following
conclusions related to the potential effects of climate change on the indoor
environment and health, to time spent in indoor environments, and to vul-
nerability. Later chapters revisit some of these issues in greater detail and
offer additional observations.
• T
he frequency and intensity of some extreme weather events, such
as heavy precipitation and heat waves, are increasing. Models
suggest that there will be important regional differences in these
events: some areas of the country will become drier and others and
wetter.
• T
here is a lack of understanding of the linkages between climate
change, indoor environmental quality, and health.
• B
ecause people spend the vast majority of their time in indoor
environments, they will encounter many of the effects of climate
change indoors.
• V
ulnerable populations will be disproportionately affected by cli-
mate change and its adverse effects on indoor environmental qual-
ity. Vulnerable populations include those who have less economic
ability to adapt to or mitigate the effects of changes in their indoor
environment and those whose age or health status renders them
more susceptible to environmental stresses or insults.
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